沟通式动员:县域上下级政府间政策协商机制及其功能
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教育部人文社会科学研究青年项目“全面从严治党视域下基层‘小官贪腐’治理机制研究”(18YJC710086)。


Communicative Mobilization: the Negotiation Between Higher and Lower Levels of Grass-roots Governments
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    摘要:

    公共政策执行中的“层层加码”,客观上导致了政策变通和体制失衡等现实困境,然而在县域治理实践中,上级“层层加码”的空间也是下级“讨价还价”的空间,上下级之间存在着沟通式的政策动员机制。构建了“外部压力—内在共识”的分析框架,以C县公共政策执行为例,剖析了县域上下级政府部门在谈判过程中的沟通机制,探讨了上下级协同治理的执行效果。研究发现,客观性归因、组织化协调、制度性反馈、差异化激励等沟通式动员,在上下级之间构建了层级责任连带、主体责任内化和集体行动共识的政策执行单元,上下级政策主体围绕共同的政策目标达成执行共识,由此形成了运动式治理常规化、非问责体制有限动员和地方执行自主性空间三种政策动员效果。沟通式动员,作为多层级单一制政府体制压力传导的缓冲机制,一定程度上改变了政策实施路径,实现了政府体制的自我调适、增强了政府体制的制度韧性。

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    The “incremental pressure on grass-roots governments” in the implementation of public policies has led to practical difficulties such as policy adaptations and system imbalances. However, the space for “incremental pressure” at the higher level is also the space for “bargaining” at the lower level. There is a communication type policy mobilization between the upper and lower levels. Taking the governance practice of C County as an example, this paper constructs the analytical framework of “external pressure?internal consensus”, analyzes the communication mechanism between the superior and subordinate governments in the negotiation process, and discusses the executive consensus of the superior and subordinate collaborative governance. The study found that communicative mobilization, such as objective attribution, organizational coordination, institutional feedback and differentiated incentive, has built policy implementation units comprising joint responsibilities among hierarchies, internalization of main responsibilities and consensus of collective action between the upper and lower levels and the upper and lower policy subjects reach an implementation consensus around the common policy objectives resulting in the regularization of campaign-style governance, limited mobilization of non accountability system and independent space for local implementation. Communicative mobilization, as a buffer mechanism for pressure transmission, has changed the policy implementation path and realized the self-adjustment and institutional resilience of the pressure system.

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杨华,张丹丹.沟通式动员:县域上下级政府间政策协商机制及其功能[J].华中农业大学学报(社会科学版),2022(5):59-67

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  • 在线发布日期: 2022-09-22
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